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Administrative Proceedings
Proceedings are listed by date and respondent name. For a complete list of the cases for certain year's proceedings, please select "view all" and follow the respondent link to access a brief synopsis of each case.

2019 Proceedings
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2018 Proceedings
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2017 Proceedings
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2016 Proceedings
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2015 Proceedings
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2014 Proceedings
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Proceedings Cases

2013 Proceedings
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2012 Proceedings
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2011 Proceedings
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2010 Proceedings

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2009 Proceedings
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2008 Proceedings

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2007 Proceedings

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2006 Proceedings
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2005 Proceedings

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2004 Proceedings

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2003 Proceedings
Most Recent 2003 Proceedings Case | View All 2003 Proceedings Cases

2002 Proceedings
Most Recent 2002 Proceedings Case | View All 2002 Proceedings Cases

2001 Proceedings
Most Recent 2001 Proceedings Case | View All 2001 Proceedings Cases

Request Copies of Proceedings

To obtain official copies of the proceedings, please read our Public Records Policy and call our office at 785-296-3307 or email us, or you may submit your request in writing at:
109 SW 9th St., Ste. 600
Topeka, KS 66612-1215

When writing provide the case name and dates of records you would like to receive, and include your name, mailing address, daytime telephone number, and email address in your request. The public information officer will review each request and, upon approval, provide paper or electronic copies of the documents.

Notice to Investors: If you are not a resident of Kansas and feel you have been affected by actions contained in our proceedings contact your state securities regulator for assistance. To locate your securities regulator go to North American Securities Administrators Association. If you choose to contact your state securities regulator, please inform him/her of the action taken by the State of Kansas.