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Institutional Investor
This exemption allows for sales to an institutional investor, a federal covered investment adviser, or any other person exempted by rule adopted or order issued; currently none have been issued. This exemption may be combined with the Limited Offering exemption provided under K.S.A. 17-12a202(14).


  • Citation: K.S.A. 17-12a202(13)
  • Filing Requirement: Exemption is self executing, no filing is required
  • Filing Fee: None