Office of the Kansas Securities Commissioner, KS

News and Press Releases

Posted on: June 10, 2016

Regulation A, Tier 2 Offerings

At this time, the Office of the Kansas Securities Commissioner has no notice filing requirements pertaining to offerings being made under Regulation A, Tier 2 of the Securities Act of 1933.

⇐Previous KSC Recognizes World Elder Abuse Awareness Day by Asking Citizens to Watch for Signs of Elder Fraud Next⇒Important Notice: Reg. D, Rule 506 Notice Filings will need to be made via the EFD System

Other News in News and Press Releases

Insurance, Securities Alignment Saves Money, Increases Efficiency of State Agencies

Posted on: August 1, 2018

Kansas Securities Commissioner Now Accepting Educational Grant Applications from Organizations

Posted on: July 16, 2018

Kansas Securities Commissioner Urges Kansans to Watch for Signs of Elder Financial Abuse

Posted on: June 15, 2018

Sedgwick Co. District Court Enters TRO Against Jesse W. Harris and Harris Custom Projects, LLC

Posted on: June 7, 2018

State Winners Announced in 2018 Financial Essay Scholarship Contest

Posted on: May 1, 2018

Consumer Alert: Retirement Planning Requires Basic Education, Assistance

Posted on: April 9, 2018

Harris Custom Projects LLC and Jesse W. Harris Ordered to Cease and Desist

Posted on: February 6, 2018

Consumer Alert: Investors Reminded to Approach Cryptocurrency with Caution

Posted on: January 25, 2018

Life Insurance Policy Locator Service is Free Service of National Organization

Posted on: January 19, 2018

State Agencies Announce 4th Annual Scholarship Essay Contest

Posted on: January 8, 2018

Review Your Insurance, Investment Coverage As You Begin the New Year

Posted on: January 2, 2018

Consumer Alert: Scammers Know it is the Season of Giving, Too

Posted on: December 13, 2017

Consumer Alert: Identity Thieves Go After Annuities

Posted on: November 7, 2017

Price Financial Group and Gregory A. Price Ordered to Cease and Desist

Posted on: October 9, 2017

From Kansas Attorney General Derek Schmidt - Pennsylvania Man Pleads Guilty to Financial Crimes

Posted on: September 7, 2017

State Agencies Continue Sponsorship of Financial Literacy Program in Kansas Schools

Posted on: August 31, 2017

Suspension Ordered for Oklahoma-Based Securities Broker-Dealer

Posted on: August 22, 2017

Kansas Securities Interim Commissioner Wine Announces Opening of 2017 Investor Education Grant Cycle

Posted on: July 19, 2017

Governor Sam Brownback signs Senate Bill 23

Posted on: June 1, 2017

State Agencies Announce 2017 Financial Essay Scholarship Winners

Posted on: May 3, 2017

Scholarship Winners Announced!

Posted on: April 20, 2017

Johnson County Man Sentenced to 51 Months in Prison for Real Estate Scheme

Posted on: April 13, 2017

ABM and Chad Walker Brooks Ordered to Cease and Desist for Violating Kansas Securities Laws

Posted on: April 11, 2017

State Agencies Announce Opening of Scholarship Essay Contest; Grand Prize Winner to Receive $2500

Posted on: December 5, 2016

Ney Announces New NASAA Guide for Protecting Senior Investors from Financial Exploitation

Posted on: September 13, 2016

Special Order Issued to Designate OTCQX Market Information As An Electronic Securities Manual

Posted on: September 8, 2016

Important Notice to IAs: Corrections Made to KAR 81-14-9(b)(2)(B) Regarding Safekeeping Requirements

Posted on: July 26, 2016

KSC Recognizes World Elder Abuse Awareness Day by Asking Citizens to Watch for Signs of Elder Fraud

Posted on: June 15, 2016

Important Notice: Reg. D, Rule 506 Notice Filings will need to be made via the EFD System

Posted on: May 23, 2016

Essay Scholarship Winners Announced!

Posted on: April 25, 2016

Insurance and Securities Commissioners Partner to Advocate for National Retirement Planning Week

Posted on: April 13, 2016

Governor Declares April Financial Literacy Month in Kansas

Posted on: April 4, 2016

Kansas Man Pleads Guilty in Investment Fraud Scheme

Posted on: April 4, 2016

Wichita Man Sentenced to 61 Months in Prison for Securities Fraud

Posted on: March 28, 2016

Securities Commissioner Reminds Military Retirees to Keep Watch against Financial Predators

Posted on: February 22, 2016

ABC’s ‘Madoff’ miniseries gives Real-Life Lessons in Dangers of Financial Fraud

Posted on: February 2, 2016

Agencies announce opening of contest for Fifteen Scholarships; Grand Prize winner will receive $2500

Posted on: December 1, 2015

Wichita Man Sentenced for Securities Fraud

Posted on: November 24, 2015

2 Financial Advisor Seminars Announced for October of 2015

Posted on: September 3, 2015

Securities Commissioner Announces $50,000 in Investor Education Grants

Posted on: August 13, 2015

State Agencies Support World Elder Abuse Awareness Day

Posted on: June 16, 2015

State Agencies Announce 2015 Scholarship Contest Winners

Posted on: April 30, 2015

Kansas Securities Commissioner Accepting 2015 Investor Education Grant Applications

Posted on: April 2, 2015

Governor Signs Proclamation Declaring April Financial Literacy Month

Posted on: March 27, 2015

Kansas Securities Commissioner Announces 2015 Financial Scholars Video Contest

Posted on: March 10, 2015

Securities Fraud Charges Filed Against Downtown Wichita Developers

Posted on: February 23, 2015

State Financial Agencies Partner to Award $7500 in Scholarships to Kansas High School Seniors

Posted on: February 17, 2015

Kansas Securities Commissioner Announces Launch of Streamlined Electronic Filing Depository (EFD)

Posted on: December 16, 2014

Securities Commissioner Cautions Kansans to Prepare for Ebola-Related Scams

Posted on: October 29, 2014

KSC Staff Lends Expertise and Best Practices for Investing Wisely to Women & Money Series

Posted on: October 13, 2014

Lawrence Man Sentenced for Securities Fraud

Posted on: September 12, 2014

Save the Date: 2014 Investment Adviser Compliance Seminar

Posted on: July 1, 2014

Belleville Man Sentenced to 72 Months for Securities Fraud

Posted on: May 13, 2014

Kansas Securities Commissioner Announces Winners of Third Annual High School Video Contest

Posted on: April 30, 2014

Kansas Securities Commissioner Announces Opening of 2014 Investor Education Grant Cycle

Posted on: April 3, 2014

Governor Declares Financial Literacy Month in Kansas

Posted on: March 31, 2014

Kansas Securities Commissioner Announces 2014 Financial Scholars Video Contest

Posted on: March 3, 2014

Securities Fraud Charges Filed Against Lawrence Man

Posted on: February 27, 2014

Proud Veterans Ordered to Cease and Desist for Violating Kansas Securities Laws

Posted on: February 10, 2014

Securities Fraud Charges Filed Against Belleville Man

Posted on: January 14, 2014

New Securities Fraud Charges Filed Against Wichita Businessmen

Posted on: December 24, 2013

New Victim Comes Forward in Securities Fraud Case against Former Wichita Investment Adviser

Posted on: December 19, 2013

Commissioner orders Atchison business to Cease and Desist from Selling Unregistered Securities

Posted on: October 30, 2013

Securities Commissioner files Felony Charges against former Wichita Financial Adviser

Posted on: October 10, 2013

Kansas Senate Confirmed Governor's Appointment of Josh Ney as Kansas Securities Commissioner

Posted on: September 6, 2013

Securities Commissioner's Staff Recognized for Outstanding Service

Posted on: August 29, 2013

Kansas Investment Advisor Suspended and Ordered to Cease and Desist for Fraudulent Activity

Posted on: July 31, 2013

Securities Commissioner Eases Exemption Limitations for Raising Capital in Kansas

Posted on: June 25, 2013

Wamego High School Students Receive Financial Literacy Certificates

Posted on: May 17, 2013

Investor Alert: Kansans Cautioned About Potential Fraud Tied to International Investment Scheme

Posted on: May 13, 2013

Kansas Financial Scholars Program Video Contest Winners Announced

Posted on: May 9, 2013

2013 Video Contest Winners Announced!

Posted on: April 30, 2013

Governor Signs Proclamation Declaring April Financial Literacy Month

Posted on: April 1, 2013

Office of Securities Commissioner Announces Financial Scholars Video Contest

Posted on: March 4, 2013

Kansas Saves Week (America Saves Week)

Posted on: February 25, 2013

Securities Commissioner reduces requirements for registered Investment Advisers.

Posted on: November 26, 2012

WICHITA BUSINESSES ISSUED CEASE AND DESIST ORDER

Posted on: November 8, 2012

Kansas Securities Commissioner set to kick-off Women and Money Series

Posted on: September 11, 2012

Kansans Encouraged To Be Cautious When Investing in Oil And Gas

Posted on: August 16, 2012

Commissioner Jack Issues a Special Order Waiving Surety Bond Requirements

Posted on: May 23, 2012

Commissioner Jack Recognizes Shawnee Mission Northwest Students, Teacher for Top Financial Literacy

Posted on: May 15, 2012

Pottawatomie County corporations considering securities act exemption to raise funds

Posted on: May 3, 2012

Securities Commissioner Says Aspects of Dodd-Frank Are Roadblocks to Economic Recovery

Posted on: April 10, 2012

Special Order for Investment Advisers with Fewer Than 15 Clients

Posted on: March 30, 2012

Governor Signs Proclamation Declaring April Kansas Financial Literacy Month

Posted on: March 28, 2012

KSC Newsletter

Posted on: March 15, 2012

Governor, Securities Commissioner Announce Statewide Financial Literacy Initiative in Kansas Schools

Posted on: March 1, 2012

UPDATED “FINANCIAL FIELD MANUAL” FOR MILITARY FAMILIES’ PERSONAL FINANCES NOW AVAILABLE F

Posted on: February 16, 2012

Commissioner Proposes Fund for Securities Litigation

Posted on: February 6, 2012

Wichita Investment Adviser Suspended by Securities Commissioner

Posted on: November 15, 2011

Helping to Stop Elderly Fraud Cold: Commissioner Jack Announces Hotline November 10th

Posted on: November 8, 2011

Commissioner Jack Names Jeffrey Kruske General Counsel for KSC

Posted on: October 11, 2011

Kansas Securities Commissioner Partners with Women & Money Series to Promote Financial Knowledge

Posted on: September 8, 2011

Commissioner Jack Removes a Regulatory Hurdle for Small Kansas Businesses

Posted on: August 12, 2011

Southwest Kansas Business Ordered to Cease and Desist Selling its Investments

Posted on: August 4, 2011

Ordenan a una empresa en el suroeste de Kansas que cese y desista de vender sus Inversiones

Posted on: August 4, 2011

Commissioner Adjusts to Delayed Implementation of Dodd-Frank Act

Posted on: July 21, 2011

Criminal Charges Filed Against Lion Share Capital Principals

Posted on: July 21, 2011

Kansas Securities Commissioner Observes 100-Year Anniversary of “Blue Sky Law”

Posted on: July 21, 2011

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