Office of the Kansas Securities Commissioner, KS

News and Press Releases

Posted on: June 10, 2016

Regulation A, Tier 2 Offerings

At this time, the Office of the Kansas Securities Commissioner has no notice filing requirements pertaining to offerings being made under Regulation A, Tier 2 of the Securities Act of 1933.

⇐Previous KSC Recognizes World Elder Abuse Awareness Day by Asking Citizens to Watch for Signs of Elder Fraud Next⇒Important Notice: Reg. D, Rule 506 Notice Filings will need to be made via the EFD System

Other News in News and Press Releases

Insurance Commissioner Vicki Schmidt Names Acting Securities Commissioner

Posted on: January 29, 2019

State Agencies Announce 5th Annual Scholarship Essay Contest

Posted on: January 22, 2019

State Securities Regulators Unaffected by Partial Shutdown of Federal Government

Posted on: January 14, 2019

Insurance, Securities Agencies are Part of Financial Literacy Program for Inmates, Families

Posted on: December 3, 2018

See You at the Fair

Posted on: August 30, 2018

Insurance, Securities Alignment Saves Money, Increases Efficiency of State Agencies

Posted on: August 1, 2018

Kansas Securities Commissioner Now Accepting Educational Grant Applications from Organizations

Posted on: July 16, 2018

Kansas Securities Commissioner Urges Kansans to Watch for Signs of Elder Financial Abuse

Posted on: June 15, 2018

Sedgwick Co. District Court Enters TRO Against Jesse W. Harris and Harris Custom Projects, LLC

Posted on: June 7, 2018

State Winners Announced in 2018 Financial Essay Scholarship Contest

Posted on: May 1, 2018

Consumer Alert: Retirement Planning Requires Basic Education, Assistance

Posted on: April 9, 2018

Harris Custom Projects LLC and Jesse W. Harris Ordered to Cease and Desist

Posted on: February 6, 2018

Consumer Alert: Investors Reminded to Approach Cryptocurrency with Caution

Posted on: January 25, 2018

Life Insurance Policy Locator Service is Free Service of National Organization

Posted on: January 19, 2018

State Agencies Announce 4th Annual Scholarship Essay Contest

Posted on: January 8, 2018

Review Your Insurance, Investment Coverage As You Begin the New Year

Posted on: January 2, 2018

Consumer Alert: Scammers Know it is the Season of Giving, Too

Posted on: December 13, 2017

Consumer Alert: Identity Thieves Go After Annuities

Posted on: November 7, 2017

Price Financial Group and Gregory A. Price Ordered to Cease and Desist

Posted on: October 9, 2017

From Kansas Attorney General Derek Schmidt - Pennsylvania Man Pleads Guilty to Financial Crimes

Posted on: September 7, 2017

State Agencies Continue Sponsorship of Financial Literacy Program in Kansas Schools

Posted on: August 31, 2017

Suspension Ordered for Oklahoma-Based Securities Broker-Dealer

Posted on: August 22, 2017

Kansas Securities Interim Commissioner Wine Announces Opening of 2017 Investor Education Grant Cycle

Posted on: July 19, 2017

Governor Sam Brownback signs Senate Bill 23

Posted on: June 1, 2017

State Agencies Announce 2017 Financial Essay Scholarship Winners

Posted on: May 3, 2017

Scholarship Winners Announced!

Posted on: April 20, 2017

Johnson County Man Sentenced to 51 Months in Prison for Real Estate Scheme

Posted on: April 13, 2017

ABM and Chad Walker Brooks Ordered to Cease and Desist for Violating Kansas Securities Laws

Posted on: April 11, 2017

State Agencies Announce Opening of Scholarship Essay Contest; Grand Prize Winner to Receive $2500

Posted on: December 5, 2016

Ney Announces New NASAA Guide for Protecting Senior Investors from Financial Exploitation

Posted on: September 13, 2016

Special Order Issued to Designate OTCQX Market Information As An Electronic Securities Manual

Posted on: September 8, 2016

Important Notice to IAs: Corrections Made to KAR 81-14-9(b)(2)(B) Regarding Safekeeping Requirements

Posted on: July 26, 2016

KSC Recognizes World Elder Abuse Awareness Day by Asking Citizens to Watch for Signs of Elder Fraud

Posted on: June 15, 2016

Important Notice: Reg. D, Rule 506 Notice Filings will need to be made via the EFD System

Posted on: May 23, 2016

Essay Scholarship Winners Announced!

Posted on: April 25, 2016

Insurance and Securities Commissioners Partner to Advocate for National Retirement Planning Week

Posted on: April 13, 2016

Governor Declares April Financial Literacy Month in Kansas

Posted on: April 4, 2016

Kansas Man Pleads Guilty in Investment Fraud Scheme

Posted on: April 4, 2016

Wichita Man Sentenced to 61 Months in Prison for Securities Fraud

Posted on: March 28, 2016

Securities Commissioner Reminds Military Retirees to Keep Watch against Financial Predators

Posted on: February 22, 2016

ABC’s ‘Madoff’ miniseries gives Real-Life Lessons in Dangers of Financial Fraud

Posted on: February 2, 2016

Agencies announce opening of contest for Fifteen Scholarships; Grand Prize winner will receive $2500

Posted on: December 1, 2015

Wichita Man Sentenced for Securities Fraud

Posted on: November 24, 2015

2 Financial Advisor Seminars Announced for October of 2015

Posted on: September 3, 2015

Securities Commissioner Announces $50,000 in Investor Education Grants

Posted on: August 13, 2015

State Agencies Support World Elder Abuse Awareness Day

Posted on: June 16, 2015

State Agencies Announce 2015 Scholarship Contest Winners

Posted on: April 30, 2015

Kansas Securities Commissioner Accepting 2015 Investor Education Grant Applications

Posted on: April 2, 2015

Governor Signs Proclamation Declaring April Financial Literacy Month

Posted on: March 27, 2015

Kansas Securities Commissioner Announces 2015 Financial Scholars Video Contest

Posted on: March 10, 2015

Securities Fraud Charges Filed Against Downtown Wichita Developers

Posted on: February 23, 2015

State Financial Agencies Partner to Award $7500 in Scholarships to Kansas High School Seniors

Posted on: February 17, 2015

Kansas Securities Commissioner Announces Launch of Streamlined Electronic Filing Depository (EFD)

Posted on: December 16, 2014

Securities Commissioner Cautions Kansans to Prepare for Ebola-Related Scams

Posted on: October 29, 2014

KSC Staff Lends Expertise and Best Practices for Investing Wisely to Women & Money Series

Posted on: October 13, 2014

Lawrence Man Sentenced for Securities Fraud

Posted on: September 12, 2014

Save the Date: 2014 Investment Adviser Compliance Seminar

Posted on: July 1, 2014

Belleville Man Sentenced to 72 Months for Securities Fraud

Posted on: May 13, 2014

Kansas Securities Commissioner Announces Winners of Third Annual High School Video Contest

Posted on: April 30, 2014

Kansas Securities Commissioner Announces Opening of 2014 Investor Education Grant Cycle

Posted on: April 3, 2014

Governor Declares Financial Literacy Month in Kansas

Posted on: March 31, 2014

Kansas Securities Commissioner Announces 2014 Financial Scholars Video Contest

Posted on: March 3, 2014

Securities Fraud Charges Filed Against Lawrence Man

Posted on: February 27, 2014

Proud Veterans Ordered to Cease and Desist for Violating Kansas Securities Laws

Posted on: February 10, 2014

Securities Fraud Charges Filed Against Belleville Man

Posted on: January 14, 2014

New Securities Fraud Charges Filed Against Wichita Businessmen

Posted on: December 24, 2013

New Victim Comes Forward in Securities Fraud Case against Former Wichita Investment Adviser

Posted on: December 19, 2013

Commissioner orders Atchison business to Cease and Desist from Selling Unregistered Securities

Posted on: October 30, 2013

Securities Commissioner files Felony Charges against former Wichita Financial Adviser

Posted on: October 10, 2013

Kansas Senate Confirmed Governor's Appointment of Josh Ney as Kansas Securities Commissioner

Posted on: September 6, 2013

Securities Commissioner's Staff Recognized for Outstanding Service

Posted on: August 29, 2013

Kansas Investment Advisor Suspended and Ordered to Cease and Desist for Fraudulent Activity

Posted on: July 31, 2013

Securities Commissioner Eases Exemption Limitations for Raising Capital in Kansas

Posted on: June 25, 2013

Wamego High School Students Receive Financial Literacy Certificates

Posted on: May 17, 2013

Investor Alert: Kansans Cautioned About Potential Fraud Tied to International Investment Scheme

Posted on: May 13, 2013

Kansas Financial Scholars Program Video Contest Winners Announced

Posted on: May 9, 2013

2013 Video Contest Winners Announced!

Posted on: April 30, 2013

Governor Signs Proclamation Declaring April Financial Literacy Month

Posted on: April 1, 2013

Office of Securities Commissioner Announces Financial Scholars Video Contest

Posted on: March 4, 2013

Kansas Saves Week (America Saves Week)

Posted on: February 25, 2013

Securities Commissioner reduces requirements for registered Investment Advisers.

Posted on: November 26, 2012

WICHITA BUSINESSES ISSUED CEASE AND DESIST ORDER

Posted on: November 8, 2012

Kansas Securities Commissioner set to kick-off Women and Money Series

Posted on: September 11, 2012

Kansans Encouraged To Be Cautious When Investing in Oil And Gas

Posted on: August 16, 2012

Commissioner Jack Issues a Special Order Waiving Surety Bond Requirements

Posted on: May 23, 2012

Commissioner Jack Recognizes Shawnee Mission Northwest Students, Teacher for Top Financial Literacy

Posted on: May 15, 2012

Pottawatomie County corporations considering securities act exemption to raise funds

Posted on: May 3, 2012

Securities Commissioner Says Aspects of Dodd-Frank Are Roadblocks to Economic Recovery

Posted on: April 10, 2012

Special Order for Investment Advisers with Fewer Than 15 Clients

Posted on: March 30, 2012

Governor Signs Proclamation Declaring April Kansas Financial Literacy Month

Posted on: March 28, 2012

KSC Newsletter

Posted on: March 15, 2012

Governor, Securities Commissioner Announce Statewide Financial Literacy Initiative in Kansas Schools

Posted on: March 1, 2012

UPDATED “FINANCIAL FIELD MANUAL” FOR MILITARY FAMILIES’ PERSONAL FINANCES NOW AVAILABLE F

Posted on: February 16, 2012

Commissioner Proposes Fund for Securities Litigation

Posted on: February 6, 2012

Wichita Investment Adviser Suspended by Securities Commissioner

Posted on: November 15, 2011

Helping to Stop Elderly Fraud Cold: Commissioner Jack Announces Hotline November 10th

Posted on: November 8, 2011

Commissioner Jack Names Jeffrey Kruske General Counsel for KSC

Posted on: October 11, 2011

Kansas Securities Commissioner Partners with Women & Money Series to Promote Financial Knowledge

Posted on: September 8, 2011

Commissioner Jack Removes a Regulatory Hurdle for Small Kansas Businesses

Posted on: August 12, 2011

Southwest Kansas Business Ordered to Cease and Desist Selling its Investments

Posted on: August 4, 2011

Ordenan a una empresa en el suroeste de Kansas que cese y desista de vender sus Inversiones

Posted on: August 4, 2011

Commissioner Adjusts to Delayed Implementation of Dodd-Frank Act

Posted on: July 21, 2011

Criminal Charges Filed Against Lion Share Capital Principals

Posted on: July 21, 2011

Kansas Securities Commissioner Observes 100-Year Anniversary of “Blue Sky Law”

Posted on: July 21, 2011

Tools

Categories

News and Press Releases

Regulation A, Tier 2 Offerings

Other News in News and Press Releases

Live Edit