On May 18, 2016 Commissioner Ney issued a special order requiring issuers offering a security pursuant to Regulation D, Rule 506 to file any Form D notice that is due on or after July 1, 2016 via the Electronic Filing Depository (EFD) system by providing all required information and a one-time EFD user fee in the amount of $150. The user fee is in addition to any state filing fees. To view a copy of the special order, click the link below.
All paper filings received after June 30, 2016 will be returned to the filer.
To register and obtain more information about EFD, visit www.efdnasaa.org.
Please feel free to contact either Kathy Bock at 785-296-2124 or Lynn Hammes at 785-296-5449 if you have any additional questions regarding the EFD system or Rule 506 filing requirements.