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Statutes and Regulations

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The Kansas Securities Commissioner registers securities, broker-dealers and their investment advisers, loan brokers, and certain land subdivisions. The Securities Commissioner administers the Kansas Securities Act, the Loan Brokers Act, and the Uniform Land Sales Practices Act. Agency staff are responsible for investigating potential violations of the laws and ensuring that registered persons comply with industry, legal, and accounting standards. The agency enforces the laws it administers through civil, administrative, and criminal proceedings.

Current Statutes and Regulations

• Kansas Securities Regulations - May 22, 2009
• Table of Contents

• Kansas Uniform Securities Act (KUSA) Effective July 1, 2005
• KUSA Table of Contents

• Loan Brokers Act

• Uniform Land Sales Practices Act

Former Statutes and Regulations (superceded)

• Former Kansas Securities Act

• CROSS-REFERENCE CHART Kansas Securities Act (K.S.A. 17-1252 et seq) and KUSA (L. 2004, Ch. 154.


• Former Kansas Securities Regulations

 
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Copyright 2005 . Office of the Kansas Securities Commissioner
618 S. Kansas Avenue . Topeka, KS 66603-3804 . Voice: 785.296.3307 . Fax: 785.296.6872
Chris Biggs, Commissioner . Scam Hotline: 800.232.9580