Examination Requirements
An individual applying to be registered as an investment adviser or investment adviser representative under the Act shall provide the commissioner with proof of obtaining a passing score on one of the following examinations as required by K.A.R. 81-14-1(e)(1):

• Series 65 - The Uniform Investment Adviser Law Examination; or
• Series 7 – The General Securities Representative Examination; and
• Series 66 - The Uniform Combined State Law Examination

Waivers
The examination requirement shall not apply to an individual who currently holds one of the following professional designations:

• Certified Financial Planner (CFP) awarded by the Certified Financial Planner Board of Standards Inc.
• Chartered Financial Analyst (CFA) awarded by the Institute of Chartered Financial Analysts
• Chartered Financial Consultant (ChFC) awarded by the American College, Bryn Mawr, Pennsylvania
• Chartered Investment Counselor (CIC) awarded by the Investment Adviser Association
• Personal Financial Specialist (PFS) awarded by the American Institute of Certified Public Accountants
• Such other professional designation as the Commissioner may by rule or order recognize