Click to Home
Go To Search
Agent Registration Requirements
Online Application
Each applicant for registration as an agent in Kansas shall complete Form U-4 in accordance with the form instructions and file with the Central Registration Depository (CRD). The registration fee for each agent is $60 as specified by K.A.R. 81-3-2(b).

Examination Requirements
An individual applying to be registered as an agent of a broker-dealer in Kansas shall provide the commissioner with proof of obtaining a passing score on the following examinations:
  • Series 63 - The Uniform Securities Agent State Law Examination or the;
  • Series 66 - Uniform Combined State Law Examination and;
  • One other examination approved by the administrator and required for registration with Financial Industry Regulatory Authority (FINRA)

Updates to Form U-4
All individual updates and amendments to Form U-4 shall be filed with the CRD in accordance with the instructions to Form U-4 and filed within 30 days of the event that requires the filing of an amendment.