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Compliance & Registration
Periodically, the staff of the Office of the Securities Commissioner hosts seminars designed to provide investment professionals with useful information on topics of current interest relating to state regulation of the securities industry.
In addition to providing an insight into the regulatory process, these meetings provide an opportunity for members of the industry to meet one on one with agency staff to discuss any issues they might have.
Agency staff is available any time to assist you in understanding and complying with the provisions of the
Kansas Uniform Securities Act
or to make presentations to groups of industry professionals regarding regulatory issues pertaining to the securities industry in Kansas.
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