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Existing Security Holder
This exemption applies to an offer to the existing security holders of the issuer, and includes holders of convertible securities, options or warrants provided no commissions are paid for soliciting a security holder in Kansas.

Specifics
  • Citation: K.S.A. 17-12a202(15)
  • Filing Requirement:Exemption is self executing, no filing is required
  • Filing Fee:None