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109 SW 9th St., Ste. 600
Topeka, KS 66612

785-296-3307



Executive 

Staff
Name Title Email Phone
Ney, Josh Securities Commissioner 785-296-3307
Wassom, Steve Chief Regulatory Officer 785-296-3309
Kruske, Jeffrey General Counsel 785-296-5266

Communications 

Staff
Name Title Email Phone
Love, Caley Director of Communications 785-296-3580

Investor Education 

Staff
Name Title Email Phone
Stone, Shannon Director, Investor Education 913-652-9164
Lightner, Patricia Education Program Consultant 913-901-0057

Compliance and Enforcement 

Staff
Name Title Email Phone
Mullikin, Randy Director of Compliance and Enforcement 785-296-5203
Gallagher, Heather Compliance Coordinator & Staff Attorney 785-296-5434
White, Nate Enforcement Coordinator 785-296-3368
Welch, Shelly Senior Examiner-BD/IA Registration 785-296-1911
Mayer, Hugo Senior Examiner 785-296-3307
Becker, Kenny Senior Examiner 785-296-6874
Entsminger, Chad Senior Special Agent 785-296-3638
Gonzalez, Jr., Ramon Senior Special Agent 785-296-3634
Nickoley, Jamie Special Agent 785-291-3115

Finance & Administration 

Staff
Name Title Email Phone
Hammes, Lynn Director, Finance & Administration 785-296-5449
Johnson, Clay Senior Staff Attorney, Corporate Finance 785-296-6757
Haynes, Diane Public Service Administrator 785-296-3308
Bock, Kathy Senior Administrative Specialist 785-296-2124

Legal 

Staff
Name Title Email Phone
Kriegshauser, Ryan Director of Litigation 785-296-3587
Knutzen, Thomas Deputy Policy Director 785-296-7890
Mann, Christopher Senior Staff Attorney 913-901-0056
Pederson, Kate Staff Attorney 913-383-4545
Freeland, Joy Paralegal 913-642-2350

Information Systems 

Staff
Name Title Email Phone
Lock, Paul Director of Internal Systems 785-296-3630
Hicks, Morgan Internal Systems Coordinator 785-296-6875
Oathout, Nickie Administrative Clerk 785-296-5266