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Lawrence Man Sentenced for Securities Fraud
Securities Commissioner Josh Ney has announced the conviction of a Lawrence, Kan. man who was sentenced on Friday to 36 months probation and ordered to repay investors $214,000 in restitution for running a fraudulent investment scheme in Lawrence, Kansas. Read on...
Save the Date: 2014 Investment Adviser Compliance Seminar
Our office is hosting a compliance seminar at Sporting Park in Kansas City, KS on Tuesday, October 7th. Registration is now open! Click the 2014 Compliance Seminar button on the right.
Belleville Man Sentenced to 72 Months for Securities Fraud
Securities Commissioner Josh Ney has announced the conviction of a Belleville, Kan. man who was sentenced to 72 months in prison for running a fraudulent investment scheme in north central Kansas. Read on...